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How To Go Independent

You're More Ready than You Realize to Work with an Independent Broker Dealer

If you’re like most of the reps we speak with, you just might already be more independent than you realize. Many reps before you have discovered that true independence is the only logical next step. Because who wouldn’t want to keep more of what you earn while still having access to everything that you might need?


So now would be the time to ask the right questions.

Speak with a few Independent Broker Dealers and make sure their goals and philosophies are aligned with yours. Make sure they offer any and all of the tools that are essential to your success.  


Create a checklist of things you have to do in order to execute your plan on your side also. It shouldn’t be difficult or that long, and if you need help, give us a call, we can create one with you. 


You should know, at Sovereign, we can appreciate what it’s like to be in your position. Our CEO was in your same position once before also, and because of those experiences, some good, some not so good, he decided to start Sovereign. Reps aligned with Sovereign know that we are here for them, that they are the whole reason we created this company: so that their lives could be easier. 

So maybe it's time for you to experience Independence done right.  --Time to discover the unlimited potential you possess when you're partnered up with the right team at the right Independent Broker Dealer for you. Maybe its finally time that you align yourself with a company that has been designed to help you through every step of the process. 

We're looking to do something amazing, what about you?
Sovereign Global Advisors strives to be the best Independent Broker Dealer you will ever work with. 
How do we do this?

We firmly believe that this hunger for greatness is necessary to succeed in this competitive industry. When you work with Sovereign Global Advisors you get a relationship with an independent broker-dealer that puts a tremendous amount of effort and attention on each of its reps.

Our goal is to help you succeed, and that is always our top priority from our first conversation with you, through your transition, and on as an active rep working with us.

By providing an unparalleled investment in service, communication, and support to our reps, we seek to raise the bar on what it means to work with a great independent broker-dealer.

Access to World Renowned Research & Technology

We are committed to giving you the best financial tools and resources to help you help your clients. We continually invest in the latest technologies, market trends and research to serve clients and reps as best as we can. Partnering with Sovereign Global Advisors also provides you access to the benefits of clearing through NFS, one of the largest clearing firms in the country.

Supportive Staff Available to You

We are proud of our staff and their commitment to our brokers and clients. Our staff and the reps we work with are all highly dedicated, intelligent, reliable, and forward-thinking. In order to be successful we only work with the very best in the industry. As a broker-dealer and RIA with years of experience in stocks, bonds, and mutual funds we are fully equipped and committed to helping you succeed and grow your business.


Our team of professional advisors and administrative employees are available to satisfy your queries and discuss any issues that arise, helping you solve them in a timely manner. Need additional specialized help as an Independent Financial Advisor? We can help you in recruiting your own personal staff, give guidance on improving your processes, provide pre-approved and industry compliant marketing materials, and more. 

Is your current broker-dealer helping you run your business at its most competitive level possible? Or are you being held back?

If you’re looking for a responsive, forward-looking independent broker-dealer, rest assured you are in the right place to create the right relationship. We at Sovereign Global Advisors are here to help you carve a niche for yourself in this ever changing, competitive market. Our fast and reliable support will help you concentrate on your clients and make your business as successful as it can be. Our ultimate goal is to be the best independent broker dealer to work for. You can bank on us to have your back with dedication, discipline and hard work!

Let's do something amazing together.

Complete this form and a member of our recruitment team will reach out to you within the hour.

Contact in 1 Hour

Want to talk right now? Call 844.JOIN.SOV

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